SFC Licences of HAGGERTY Stephen

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited RE 4 06 April 2016 06 June 2017
Merrill Lynch (Asia Pacific) Limited RE 1 06 April 2016 06 June 2017
Merrill Lynch Far East Limited RE 2 17 January 2013 06 June 2017
Merrill Lynch (Asia Pacific) Limited RO 4 25 July 2012 06 April 2016
Merrill Lynch (Asia Pacific) Limited RO 1 25 July 2012 06 April 2016
Merrill Lynch Far East Limited RO 2 25 July 2012 17 January 2013
Merrill Lynch Far East Limited RE 2 01 June 2012 25 July 2012
Merrill Lynch (Asia Pacific) Limited RE 4 01 June 2012 25 July 2012
Merrill Lynch (Asia Pacific) Limited RE 1 01 June 2012 25 July 2012