SFC Licences of HAGGERTY Stephen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 April 2016 | 06 June 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 April 2016 | 06 June 2017 |
Merrill Lynch Far East Limited | RE | 2 | 17 January 2013 | 06 June 2017 |
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 25 July 2012 | 06 April 2016 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 25 July 2012 | 06 April 2016 |
Merrill Lynch Far East Limited | RO | 2 | 25 July 2012 | 17 January 2013 |
Merrill Lynch Far East Limited | RE | 2 | 01 June 2012 | 25 July 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 June 2012 | 25 July 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2012 | 25 July 2012 |