SFC Licences of LAU Chi Yan Jane 劉智欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
M&F Asset Management Limited 渼豐資產管理有限公司 | RE | 1 | 28 March 2024 | |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 12 February 2015 | 31 July 2015 |
Leonteq Securities (Hong Kong) Limited | RE | 4 | 15 May 2012 | 31 August 2012 |
Leonteq Securities (Hong Kong) Limited | RE | 1 | 15 May 2012 | 31 August 2012 |