SFC Licenceholders of Leonteq Securities (Hong Kong) Limited
- compliance.hongkong@leonteq.com
- Website
- www.leonteq.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AFONIN Artem | RE | 1 | 14 March 2016 | 18 March 2016 |
| AFONIN Artem | RE | 4 | 14 March 2016 | 18 March 2016 |
| CHAN Hin Geung, Mark 陳献章 | RO | 4 | 23 May 2022 | 07 March 2024 |
| CHAN Hin Geung, Mark 陳献章 | RO | 1 | 23 May 2022 | 07 March 2024 |
| CHANG Hosun 張鎬善 | RE | 4 | 12 October 2015 | 06 October 2016 |
| CHANG Hosun 張鎬善 | RE | 1 | 12 October 2015 | 06 October 2016 |
| CHEN Jingwei 陳敬維 | RE | 4 | 14 July 2016 | 07 August 2017 |
| CHEN Jingwei 陳敬維 | RE | 1 | 14 July 2016 | 07 August 2017 |
| CHEUNG Ho Chak, Ryan 張浩澤 | RE | 4 | 06 November 2014 | 16 December 2014 |
| CHEUNG Ho Chak, Ryan 張浩澤 | RE | 1 | 06 November 2014 | 16 December 2014 |
| CHEUNG Ngan Ying 張銀英 | RE | 1 | 14 April 2022 | 12 June 2022 |
| CHEUNG Ngan Ying 張銀英 | RE | 4 | 14 April 2022 | 12 June 2022 |
| CHEW Cheng Oon, Felix 周政運 | RE | 4 | 24 April 2018 | 30 January 2021 |
| CHEW Cheng Oon, Felix 周政運 | RE | 1 | 24 April 2018 | 30 January 2021 |
| CHIANG Kee Hong 蔣紀康 | RE | 1 | 19 April 2011 | 30 April 2013 |
| CHIANG Kee Hong 蔣紀康 | RE | 4 | 07 November 2011 | 30 April 2013 |
| CHIAO Hsin 焦訢 | RE | 4 | 01 December 2011 | 31 January 2015 |
| CHIAO Hsin 焦訢 | RE | 1 | 01 December 2011 | 31 January 2015 |
| CHIU Pit Lap, Philip 趙必立 | RE | 1 | 08 April 2022 | |
| CHIU Pit Lap, Philip 趙必立 | RE | 4 | 08 April 2022 | |
| CHIU Pui Ki, Irene 趙佩琦 | RE | 1 | 26 April 2011 | 31 May 2012 |
| CHIU Pui Ki, Irene 趙佩琦 | RE | 4 | 26 April 2011 | 31 May 2012 |
| CHOW Shuhui Leanne 周淑慧 | RE | 4 | 07 July 2016 | 26 January 2017 |
| CHOW Shuhui Leanne 周淑慧 | RE | 1 | 07 July 2016 | 26 January 2017 |
| DAL BROI David | RO | 1 | 14 April 2022 | 15 November 2023 |
| DAL BROI David | RO | 4 | 14 April 2022 | 15 November 2023 |
| DORIGO Sandro Fabio | RO | 1 | 07 October 2016 | 31 March 2023 |
| DORIGO Sandro Fabio | RO | 4 | 07 October 2016 | 31 March 2023 |
| FUKUOKA Toshiki | RE | 4 | 28 July 2016 | 31 October 2018 |
| FUKUOKA Toshiki | RE | 1 | 28 July 2016 | 31 October 2018 |
| FUNG Sze Chung 馮詩頌 | RE | 1 | 19 April 2011 | 11 July 2012 |
| FUNG Sze Chung 馮詩頌 | RE | 4 | 19 April 2011 | 11 July 2012 |
| GASCHE Joel Simon 郭祖龍 | RO | 4 | 28 September 2020 | 15 October 2021 |
| GASCHE Joel Simon 郭祖龍 | RO | 1 | 28 September 2020 | 15 October 2021 |
| GASCHE Joel Simon 郭祖龍 | RE | 4 | 17 August 2016 | 28 September 2020 |
| GASCHE Joel Simon 郭祖龍 | RE | 1 | 17 August 2016 | 28 September 2020 |
| GINESTRA Alessandro | RO | 4 | 16 September 2020 | 06 May 2022 |
| GINESTRA Alessandro | RO | 1 | 16 September 2020 | 06 May 2022 |
| GINESTRA Alessandro | RE | 1 | 25 July 2016 | 16 September 2020 |
| GINESTRA Alessandro | RE | 4 | 25 July 2016 | 16 September 2020 |
| GRUNEBAUM Julien, David, Edgar | RE | 1 | 12 March 2018 | 05 February 2021 |
| GRUNEBAUM Julien, David, Edgar | RE | 4 | 12 March 2018 | 05 February 2021 |
| GUENIER Alix Long Daniel | RE | 4 | 19 August 2016 | 03 July 2017 |
| GUENIER Alix Long Daniel | RE | 1 | 19 August 2016 | 03 July 2017 |
| HAEFNER Sven Harold | RO | 4 | 07 April 2011 | 25 July 2014 |
| HAEFNER Sven Harold | RO | 1 | 07 April 2011 | 25 July 2014 |
| HE Xian 何弦 | RE | 4 | 27 September 2012 | 31 January 2013 |
| HE Xian 何弦 | RE | 1 | 27 September 2012 | 31 January 2013 |
| HO Man Tat 何聞達 | RE | 1 | 20 December 2021 | 26 January 2022 |
| HO Man Tat 何聞達 | RO | 4 | 26 January 2022 | |
| HO Man Tat 何聞達 | RO | 1 | 26 January 2022 | |
| HO Man Tat 何聞達 | RE | 4 | 20 December 2021 | 26 January 2022 |
| HO Siu Wai 何肇瑋 | RE | 1 | 01 February 2024 | |
| HO Siu Wai 何肇瑋 | RE | 4 | 01 February 2024 | |
| HO Siu Wai 何肇瑋 | RE | 1 | 02 August 2019 | 14 January 2022 |
| HO Siu Wai 何肇瑋 | RE | 4 | 02 August 2019 | 14 January 2022 |
| HONG Colin Chor Lok 方崇宇 | RE | 1 | 03 March 2016 | 26 January 2017 |
| HONG Colin Chor Lok 方崇宇 | RE | 4 | 03 March 2016 | 26 January 2017 |
| HU Shih-pei 胡詩珮 | RE | 1 | 12 September 2016 | 27 March 2018 |
| HU Shih-pei 胡詩珮 | RE | 4 | 12 September 2016 | 27 March 2018 |
| JAMES Nicholas | RE | 1 | 08 December 2015 | 16 November 2016 |
| JAMES Nicholas | RE | 4 | 08 December 2015 | 16 November 2016 |
| KANG You Jin | RE | 4 | 13 September 2018 | 01 June 2020 |
| KANG You Jin | RE | 1 | 13 September 2018 | 01 June 2020 |
| KARILA Charles-Albert Olivier | RE | 1 | 23 July 2012 | 26 October 2012 |
| KARILA Charles-Albert Olivier | RE | 4 | 23 July 2012 | 26 October 2012 |
| KELLY 陳凯旋 | RE | 4 | 20 April 2018 | 19 July 2018 |
| KELLY 陳凯旋 | RE | 1 | 27 September 2018 | 12 June 2021 |
| KELLY 陳凯旋 | RE | 4 | 27 September 2018 | 12 June 2021 |
| KELLY 陳凯旋 | RE | 1 | 20 April 2018 | 19 July 2018 |
| KIM Do Yup | RE | 4 | 03 August 2012 | 20 April 2013 |
| KIM Do Yup | RE | 1 | 03 August 2012 | 20 April 2013 |
| KOBAYASHI Kaori 小林香央里 | RE | 4 | 16 May 2016 | 23 December 2022 |
| KOBAYASHI Kaori 小林香央里 | RE | 1 | 16 May 2016 | 23 December 2022 |
| KOH Eun-Kyul | RE | 4 | 20 January 2016 | 01 March 2021 |
| KOH Eun-Kyul | RE | 1 | 20 January 2016 | 01 March 2021 |
| KRKALO Hrvoje | RO | 4 | 12 December 2014 | 26 January 2017 |
| KRKALO Hrvoje | RO | 1 | 12 December 2014 | 26 January 2017 |
| KRKALO Hrvoje | RE | 4 | 03 October 2014 | 12 December 2014 |
| KRKALO Hrvoje | RE | 1 | 03 October 2014 | 12 December 2014 |
| KUBO Satoshi | RO | 4 | 15 May 2018 | 23 December 2022 |
| KUBO Satoshi | RO | 1 | 15 May 2018 | 23 December 2022 |
| KUBO Satoshi | RE | 1 | 19 April 2016 | 15 May 2018 |
| KUBO Satoshi | RE | 4 | 19 April 2016 | 15 May 2018 |
| KWOK Andy Ying Yu 郭英瑜 | RE | 1 | 22 July 2015 | 15 November 2016 |
| KWOK Andy Ying Yu 郭英瑜 | RE | 4 | 22 July 2015 | 15 November 2016 |
| LAU Chi Yan Jane 劉智欣 | RE | 1 | 15 May 2012 | 31 August 2012 |
| LAU Chi Yan Jane 劉智欣 | RE | 4 | 15 May 2012 | 31 August 2012 |
| LEE Chung Hin Nicholas 李宗軒 | RE | 1 | 11 October 2022 | |
| LEE Chung Hin Nicholas 李宗軒 | RE | 4 | 11 October 2022 | |
| LEE Fu Kuen 李富權 | RE | 4 | 02 August 2021 | |
| LEE Fu Kuen 李富權 | RE | 1 | 02 August 2021 | |
| LEE Ka Long 李家朗 | RO | 4 | 29 April 2014 | 25 January 2018 |
| LEE Ka Long 李家朗 | RO | 1 | 29 April 2014 | 25 January 2018 |
| LEE Ka Long 李家朗 | RE | 4 | 28 April 2011 | 29 April 2014 |
| LEE Ka Long 李家朗 | RE | 1 | 28 April 2011 | 29 April 2014 |
| LEE Kenneth | RE | 1 | 04 February 2016 | 26 July 2016 |
| LEE Kenneth | RE | 4 | 04 February 2016 | 26 July 2016 |
| LI Katherine Bei 李蓓 | RE | 4 | 22 September 2015 | 10 April 2017 |
| LI Katherine Bei 李蓓 | RE | 1 | 22 September 2015 | 10 April 2017 |
| LI Te 李特 | RE | 4 | 04 May 2015 | 06 October 2016 |
| LI Te 李特 | RE | 1 | 04 May 2015 | 06 October 2016 |
| LIN Shing Chun, Ambrose 連誠駿 | RE | 1 | 16 September 2021 | 26 February 2022 |
| LIN Shing Chun, Ambrose 連誠駿 | RE | 4 | 16 September 2021 | 26 February 2022 |
| LUO Yuewei 羅月唯 | RE | 1 | 23 June 2014 | 13 December 2014 |
| LUO Yuewei 羅月唯 | RE | 4 | 23 June 2014 | 13 December 2014 |
| MAC LINKS Phil Stuart | RE | 1 | 01 August 2014 | 01 April 2016 |
| MAC LINKS Phil Stuart | RE | 4 | 01 August 2014 | 01 April 2016 |
| MAN Ka Ming 文家明 | RE | 4 | 26 September 2022 | 09 February 2024 |
| MAN Ka Ming 文家明 | RE | 1 | 26 September 2022 | 09 February 2024 |
| MAN Ka Ming 文家明 | RO | 1 | 09 February 2024 | |
| MAN Ka Ming 文家明 | RO | 4 | 09 February 2024 | |
| MERLE Clementine Stephane | RE | 1 | 25 February 2016 | 14 November 2016 |
| MERLE Clementine Stephane | RE | 4 | 25 February 2016 | 14 November 2016 |
| NG Lok Yan 伍樂仁 | RO | 1 | 07 June 2018 | 27 November 2019 |
| NG Lok Yan 伍樂仁 | RE | 4 | 02 May 2018 | 07 June 2018 |
| NG Lok Yan 伍樂仁 | RE | 1 | 02 May 2018 | 07 June 2018 |
| NG Lok Yan 伍樂仁 | RO | 4 | 07 June 2018 | 27 November 2019 |
| NG Wai Fat 吳偉發 | RE | 1 | 05 May 2011 | 31 December 2012 |
| NG Wai Fat 吳偉發 | RE | 4 | 05 May 2011 | 31 December 2012 |
| NGAI Ki Sum 魏琪琛 | RE | 1 | 09 May 2012 | 18 April 2018 |
| NGAI Ki Sum 魏琪琛 | RE | 4 | 09 May 2012 | 18 April 2018 |
| ONISHI Shunsuke 大西峻介 | RE | 4 | 07 September 2016 | 23 December 2022 |
| ONISHI Shunsuke 大西峻介 | RE | 1 | 07 September 2016 | 23 December 2022 |
| POON Koon Ting 潘冠廷 | RE | 1 | 01 March 2019 | 13 August 2019 |
| POON Koon Ting 潘冠廷 | RE | 4 | 01 March 2019 | 13 August 2019 |
| SESHAN Nikhil Harish | RE | 4 | 04 May 2011 | 30 April 2012 |
| SESHAN Nikhil Harish | RE | 1 | 04 May 2011 | 30 April 2012 |
| SHEA Agnes Wan Suen 佘韻璇 | RO | 1 | 26 July 2019 | 05 August 2020 |
| SHEA Agnes Wan Suen 佘韻璇 | RO | 4 | 26 July 2019 | 05 August 2020 |
| SHEA Agnes Wan Suen 佘韻璇 | RE | 1 | 18 October 2018 | 26 July 2019 |
| SHEA Agnes Wan Suen 佘韻璇 | RE | 4 | 18 October 2018 | 26 July 2019 |
| SHIN I-Lin 辛依霖 | RE | 4 | 22 September 2016 | 05 September 2020 |
| SHIN I-Lin 辛依霖 | RE | 1 | 22 September 2016 | 05 September 2020 |
| SO Hin Hang 蘇顯衡 | RE | 1 | 16 October 2023 | 27 December 2023 |
| SO Hin Hang 蘇顯衡 | RE | 4 | 16 October 2023 | 27 December 2023 |
| SO Hin Hang 蘇顯衡 | RO | 1 | 27 December 2023 | |
| SO Hin Hang 蘇顯衡 | RO | 4 | 27 December 2023 | |
| SONG Yiliu 宋逸鎏 | RE | 1 | 03 March 2021 | 02 August 2021 |
| SONG Yiliu 宋逸鎏 | RE | 4 | 03 March 2021 | 02 August 2021 |
| SUTER Samuel Othmar | RE | 1 | 05 July 2013 | 14 July 2015 |
| SUTER Samuel Othmar | RE | 4 | 05 July 2013 | 14 July 2015 |
| TANG Stephen Kee Ho 鄧其浩 | RE | 4 | 30 December 2014 | 01 April 2016 |
| TANG Stephen Kee Ho 鄧其浩 | RE | 1 | 30 December 2014 | 01 April 2016 |
| TAY Hui Xin | RE | 4 | 20 August 2018 | 08 October 2019 |
| TAY Hui Xin | RE | 1 | 20 August 2018 | 08 October 2019 |
| TAY Hui Xin | RE | 4 | 29 May 2018 | 01 August 2018 |
| TAY Hui Xin | RE | 1 | 29 May 2018 | 01 August 2018 |
| TSE Jean-Louis Chi-ho 謝志豪 | RE | 1 | 16 February 2012 | 20 February 2012 |
| TSE Jean-Louis Chi-ho 謝志豪 | RE | 4 | 16 February 2012 | 20 February 2012 |
| TSE Ka Chun 謝家俊 | RE | 4 | 07 September 2012 | 20 April 2013 |
| TSE Ka Chun 謝家俊 | RE | 1 | 07 September 2012 | 20 April 2013 |
| VACEK Karel | RO | 4 | 07 April 2011 | 31 December 2014 |
| VACEK Karel | RO | 1 | 07 April 2011 | 31 December 2014 |
| VAN MEERBEEK Helene | RE | 4 | 10 February 2012 | 19 June 2015 |
| VAN MEERBEEK Helene | RE | 1 | 10 February 2012 | 19 June 2015 |
| WAN Chi Kwan 尹熾昆 | RO | 4 | 05 March 2020 | 31 May 2020 |
| WAN Chi Kwan 尹熾昆 | RO | 1 | 05 March 2020 | 31 May 2020 |
| WAN Chi Kwan 尹熾昆 | RE | 4 | 05 March 2020 | 05 March 2020 |
| WAN Chi Kwan 尹熾昆 | RE | 1 | 05 March 2020 | 05 March 2020 |
| WONG Pang Chak 王澎澤 | RE | 4 | 24 December 2020 | 01 June 2021 |
| WONG Pang Chak 王澎澤 | RE | 1 | 24 December 2020 | 01 June 2021 |
| WONG Wai Chi 黃慧慈 | RE | 4 | 10 January 2020 | 15 August 2020 |
| WONG Wai Chi 黃慧慈 | RE | 1 | 10 January 2020 | 15 August 2020 |
| WONG Wai Chi, Erica 黃瑋姿 | RE | 4 | 12 February 2016 | 19 June 2017 |
| WONG Wai Chi, Erica 黃瑋姿 | RE | 1 | 12 February 2016 | 19 June 2017 |
| ZHANG Lei 張磊 | RE | 4 | 27 March 2019 | 22 June 2019 |
| ZHANG Lei 張磊 | RE | 1 | 27 March 2019 | 22 June 2019 |
| ZHANG Shaozhi 張紹陟 | RE | 1 | 18 June 2020 | 05 October 2020 |
| ZHANG Shaozhi 張紹陟 | RE | 4 | 18 June 2020 | 05 October 2020 |
| ZHAO Fangyuan 趙方圓 | RE | 4 | 11 September 2017 | 10 April 2019 |
| ZHAO Fangyuan 趙方圓 | RE | 1 | 11 September 2017 | 10 April 2019 |