SFC Licences of TO Hei Man 杜曦民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 9 | 19 May 2022 | |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 5 | 19 May 2022 | |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 19 May 2022 | |
Allianz Global Investors Asia Pacific Limited | RE | 9 | 17 July 2017 | 29 April 2022 |
Allianz Global Investors Asia Pacific Limited | RE | 4 | 17 July 2017 | 29 April 2022 |
Point72 Hong Kong Limited | RE | 9 | 25 August 2014 | 31 May 2017 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 10 May 2012 | 31 January 2014 |