SFC Licences of MOK Chue Man 莫鑄文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司	RE	1	26 January 2023
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司	RE	9	04 January 2023
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司	RE	4	04 January 2023
Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司	RE	9	17 June 2019	10 August 2022
Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司	RE	4	17 June 2019	10 August 2022
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司	RE	2	21 March 2017	03 May 2019
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RE	1	21 March 2017	03 May 2019
Chief Securities Limited 致富證券有限公司	RE	1	13 February 2017	07 March 2017
Chief Commodities Limited 致富期貨商品有限公司	RE	2	13 February 2017	07 March 2017
Frontier Capital Management Limited 方達資本管理有限公司	RE	4	12 October 2016	06 December 2016
Frontier Capital Management Limited 方達資本管理有限公司	RE	1	26 August 2016	06 December 2016
Wing Fung Futures Limited 永豐期貨有限公司	RE	2	23 June 2016	16 August 2016
Wing Fung Securities Limited 永豐證券有限公司	RE	1	23 June 2016	16 August 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司	RE	2	29 July 2014	03 June 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司	RE	1	29 July 2014	03 June 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司	RE	2	03 April 2013	18 October 2013
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司	RE	1	09 May 2012	18 October 2013