SFC Licences of MOK Chue Man 莫鑄文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 RE 4 17 June 2019
Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 RE 9 17 June 2019
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 21 March 2017 03 May 2019
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 21 March 2017 03 May 2019
Chief Commodities Limited 致富期貨商品有限公司 RE 2 13 February 2017 07 March 2017
Chief Securities Limited 致富證券有限公司 RE 1 13 February 2017 07 March 2017
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 12 October 2016 06 December 2016
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 26 August 2016 06 December 2016
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 23 June 2016 16 August 2016
Wing Fung Securities Limited 永豐證券有限公司 RE 1 23 June 2016 16 August 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 29 July 2014 03 June 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 29 July 2014 03 June 2016
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 03 April 2013 18 October 2013
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 09 May 2012 18 October 2013