SFC Licences of YE Calvin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 28 March 2024 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 08 November 2021 | 31 March 2024 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 11 October 2021 | 31 March 2024 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 29 January 2014 | 03 July 2021 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 4 | 15 March 2013 | 15 January 2014 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 17 May 2012 | 15 January 2014 |