SFC Licences of YE Calvin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 08 November 2021
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 11 October 2021
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 29 January 2014 03 July 2021
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RE 4 15 March 2013 15 January 2014
Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 RE 1 17 May 2012 15 January 2014