SFC Licences of KHO Garrett Tristan Arnaldo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | RE | 7 | 02 May 2019 | |
| GFI (HK) Securities L.L.C. | RE | 1 | 02 May 2019 | |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 13 April 2017 | 23 October 2018 |
| ICAP Securities Hong Kong Limited | RE | 1 | 04 January 2016 | 20 January 2017 |
| ICAP Equities Asia Limited | RE | 1 | 14 May 2012 | 20 January 2017 |