SFC Licences of LI Man Hong 李民康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPS Investment Services Limited 新寶城投資顧問有限公司 RE 4 31 March 2022
SPS Securities Limited 新寶城證券有限公司 RE 9 31 March 2022
SPS Securities Limited 新寶城證券有限公司 RE 1 31 March 2022
SPS Investment Services Limited 新寶城投資顧問有限公司 RE 4 23 February 2016 08 November 2019
SPS Securities Limited 新寶城證券有限公司 RE 9 15 December 2015 08 November 2019
SPS Securities Limited 新寶城證券有限公司 RE 1 16 May 2012 08 November 2019