SFC Licences of LI Man Hong 李民康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SPS Investment Services Limited 新寶城投資顧問有限公司 | RE | 4 | 31 March 2022 | |
SPS Securities Limited 新寶城證券有限公司 | RE | 9 | 31 March 2022 | |
SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 31 March 2022 | |
SPS Investment Services Limited 新寶城投資顧問有限公司 | RE | 4 | 23 February 2016 | 08 November 2019 |
SPS Securities Limited 新寶城證券有限公司 | RE | 9 | 15 December 2015 | 08 November 2019 |
SPS Securities Limited 新寶城證券有限公司 | RE | 1 | 16 May 2012 | 08 November 2019 |