SFC Licences of WANG Pan 王蟠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 09 March 2021 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 09 March 2021 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 09 March 2021 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 02 November 2018 | 27 January 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 02 November 2018 | 27 January 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 November 2018 | 27 January 2021 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 13 July 2015 | 10 August 2018 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 17 May 2012 | 10 August 2018 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 17 May 2012 | 10 August 2018 |