SFC Licences of WARNER William

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
LMR Partners Limited RE 9 11 October 2016 22 November 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 31 July 2012 19 August 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 31 July 2012 19 August 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 31 July 2012 01 November 2013