SFC Licences of HO Benjamin Ho Yin 何浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Atherton Asset Management Limited 尚金資產管理有限公司 | RE | 9 | 16 November 2017 | 13 April 2019 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 25 July 2014 | 19 October 2017 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 18 July 2013 | 11 July 2014 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 19 September 2012 | 18 January 2013 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 23 May 2012 | 22 September 2012 |
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 23 May 2012 | 23 August 2012 |