SFC Licences of CHAN Wai Ki, Joffee 陳慧琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RE | 9 | 12 January 2021 | |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RE | 1 | 24 September 2018 | |
| RaffAello Securities (HK) Limited | RE | 1 | 10 May 2016 | 17 August 2018 |