SFC Licences of ARROWSMITH Neil Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 6 | 14 September 2012 | |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 6 | 04 June 2012 | 14 September 2012 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 04 June 2012 |