SFC Licences of LU Tao 盧濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 05 December 2019 | |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 05 December 2019 | |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 16 September 2019 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 07 November 2014 | 23 August 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 June 2012 | 20 June 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 01 June 2012 | 20 June 2014 |