SFC Licences of WALSH David John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Red Door Capital Management Limited | RO | 9 | 24 June 2019 | 31 October 2020 |
GLG Partners Hong Kong Limited | RO | 9 | 25 October 2016 | 01 December 2016 |
GLG Partners Hong Kong Limited | RO | 4 | 25 October 2016 | 01 December 2016 |
GLG Partners Hong Kong Limited | RO | 2 | 25 October 2016 | 01 December 2016 |
GLG Partners Hong Kong Limited | RO | 1 | 25 October 2016 | 01 December 2016 |
GLG Partners Hong Kong Limited | RE | 9 | 18 November 2015 | 25 October 2016 |
GLG Partners Hong Kong Limited | RE | 4 | 18 November 2015 | 25 October 2016 |
GLG Partners Hong Kong Limited | RE | 2 | 18 November 2015 | 25 October 2016 |
GLG Partners Hong Kong Limited | RE | 1 | 18 November 2015 | 25 October 2016 |
GLG Partners Hong Kong Limited | RO | 9 | 15 May 2015 | 18 November 2015 |
GLG Partners Hong Kong Limited | RO | 4 | 15 May 2015 | 18 November 2015 |
GLG Partners Hong Kong Limited | RO | 2 | 15 May 2015 | 18 November 2015 |
GLG Partners Hong Kong Limited | RO | 1 | 15 May 2015 | 18 November 2015 |
GLG Partners Hong Kong Limited | RE | 9 | 06 June 2012 | 15 May 2015 |
GLG Partners Hong Kong Limited | RE | 4 | 06 June 2012 | 15 May 2015 |
GLG Partners Hong Kong Limited | RE | 2 | 06 June 2012 | 15 May 2015 |
GLG Partners Hong Kong Limited | RE | 1 | 06 June 2012 | 15 May 2015 |