SFC Licences of LINDSEY Peter Simon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 09 August 2013 | 17 March 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 15 July 2013 | 17 March 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 15 July 2013 | 17 March 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 July 2013 | 17 March 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 15 July 2013 | 09 August 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 29 June 2012 | 08 April 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 29 June 2012 | 08 April 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 29 June 2012 | 08 April 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 29 June 2012 | 08 April 2013 |