SFC Licences of LAM Suen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 September 2023 | |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 | RO | 9 | 17 November 2022 | 25 May 2023 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 | RO | 4 | 17 November 2022 | 25 May 2023 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 | RO | 1 | 30 March 2022 | 25 May 2023 |
| Heritvest Wealth Management (Hong Kong) Co., Limited 瑞承財富管理(香港)有限公司 | RE | 1 | 04 February 2022 | 30 March 2022 |