SFC Licences of YUAN Yuan 袁源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 04 July 2013 06 March 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 04 July 2013 06 March 2014
J.P. Morgan Securities (Far East) Limited RE 6 13 August 2012 24 April 2013
J.P. Morgan Securities (Far East) Limited RE 4 13 August 2012 24 April 2013
J.P. Morgan Securities (Far East) Limited RE 1 13 August 2012 24 April 2013