SFC Licences of CHING Tze Lok 程子樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Polymer Capital Management (HK) Limited 柏駿資本管理(香港)有限公司 | RE | 9 | 18 May 2022 | 04 December 2023 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 13 June 2018 | 22 April 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 July 2015 | 06 March 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 July 2015 | 06 March 2018 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 12 July 2013 | 10 July 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 22 June 2012 | 27 June 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 June 2012 | 27 June 2013 |