SFC Licences of CHEN Zhao 陳昭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 | RE | 9 | 29 September 2015 | 12 July 2016 |
| Funde Asset Management (Hong Kong) Company Limited 富德資產管理(香港)有限公司 | RE | 4 | 29 September 2015 | 12 July 2016 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 | RE | 1 | 03 July 2014 | 01 April 2015 |
| Fubon Securities (Hong Kong) Limited 富邦證券(香港)有限公司 | RE | 4 | 12 October 2012 | 01 April 2015 |
| China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 22 June 2012 | 02 October 2012 |