SFC Licences of LEE Yuk Wah 李玉華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 31 May 2013 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 31 May 2013 | |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 31 May 2013 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 31 May 2013 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 31 May 2013 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 31 May 2013 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 October 2012 | 06 December 2012 |