SFC Licences of LAW Cheuk Nam 羅卓楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 RE 3 02 November 2018 01 April 2022
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 RE 2 02 November 2018 01 April 2022
Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 RE 1 21 September 2018 01 April 2022
Chung Lee Securities Company Limited 眾利股票有限公司 RO 1 19 April 2018 01 September 2018
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 RE 9 29 September 2017 01 September 2018
China Qianhai Zhongjin Securities Limited 中國前海中金証券股份有限公司 RO 1 26 April 2017 15 September 2017
China Qianhai Zhongjin Securities Limited 中國前海中金証券股份有限公司 RE 1 08 November 2016 26 April 2017
Tensant Securities Limited 天晟證券有限公司 RE 1 09 January 2015 14 October 2016
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 28 February 2014 31 December 2014
Delta Asia Securities Limited 滙業證券有限公司 RE 4 28 February 2014 31 December 2014
Delta Asia Securities Limited 滙業證券有限公司 RE 1 13 January 2014 31 December 2014
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 27 June 2012 01 January 2014