SFC Licences of CHAU Sze Yin, Annie 周鍶賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 1, 4 30 December 2019 12 July 2021
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RO 4 07 March 2017 31 October 2017
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RO 1, 4 07 March 2017 31 October 2017
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 9 25 August 2015 31 October 2017
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RE 1, 4 03 July 2012 07 March 2017