SFC Licences of CHAU Sze Yin, Annie 周鍶賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 4 | 30 December 2019 | 12 July 2021 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 1 | 30 December 2019 | 12 July 2021 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RO | 4 | 07 March 2017 | 31 October 2017 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RO | 1 | 07 March 2017 | 31 October 2017 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RO | 4 | 07 March 2017 | 31 October 2017 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 9 | 25 August 2015 | 31 October 2017 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 4 | 03 July 2012 | 07 March 2017 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RE | 1 | 03 July 2012 | 07 March 2017 |