SFC Licences of HOTTA Kenjin Tom
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 November 2023 | 24 November 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 14 July 2023 | 20 July 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 March 2023 | 23 March 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 December 2022 | 09 December 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 12 March 2019 | 16 March 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 November 2018 | 23 November 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 March 2018 | 29 March 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 March 2018 | 29 March 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 05 December 2017 | 09 December 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 December 2017 | 09 December 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 April 2017 | 12 April 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 April 2017 | 12 April 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 11 July 2012 | 21 September 2016 |