SFC Licences of YIU Ka Yin 姚家燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RE | 9 | 14 July 2017 | 08 July 2022 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 | RE | 4 | 14 July 2017 | 08 July 2022 |
| Pantheon Ventures (HK) LLP | RE | 4 | 19 June 2014 | 30 April 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 30 July 2012 | 12 April 2014 |
| Merrill Lynch Far East Limited | RE | 4 | 30 July 2012 | 12 April 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 July 2012 | 12 April 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 July 2012 | 12 April 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 30 July 2012 | 12 April 2014 |
| Merrill Lynch Far East Limited | RE | 6 | 30 July 2012 | 12 April 2014 |