SFC Licences of KWOK Kin Leung 郭建良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 | RE | 2 | 26 February 2020 | |
| ASA Securities Limited 富國證券有限公司 | RE | 1 | 26 February 2020 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 14 February 2020 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 February 2014 | 14 February 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 February 2014 | 02 October 2017 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 15 July 2013 | 16 January 2014 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 15 July 2013 | 16 January 2014 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 15 July 2013 | 16 January 2014 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 August 2012 | 17 June 2013 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 August 2012 | 17 June 2013 |