SFC Licences of LI Bo 李博
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 27 June 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 20 July 2015 | 18 December 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 19 July 2012 | 22 April 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 July 2012 | 22 April 2015 |