SFC Licences of ZHANG Kevin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| orientiert XYZ Securities Limited | RO | 6 | 28 February 2017 | 15 August 2018 |
| orientiert XYZ Securities Limited | RE | 6 | 28 September 2016 | 28 February 2017 |
| orientiert XYZ Securities Limited | RE | 4 | 04 March 2016 | 15 August 2018 |
| orientiert XYZ Securities Limited | RE | 1 | 04 March 2016 | 15 August 2018 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 24 February 2014 | 06 February 2016 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 24 February 2014 | 06 February 2016 |
| UBS Securities Hong Kong Limited | RE | 6 | 13 August 2012 | 28 September 2013 |