SFC Licences of CHAN Chi Kan 陳志勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Canfield Securities Company Limited 勤豐證券有限公司 | RE | 9 | 19 August 2019 | 01 March 2021 |
| Canfield Securities Company Limited 勤豐證券有限公司 | RE | 4 | 19 August 2019 | 01 March 2021 |
| Canfield Securities Company Limited 勤豐證券有限公司 | RO | 1 | 21 March 2019 | 01 March 2021 |
| Canfield Securities Company Limited 勤豐證券有限公司 | RE | 1 | 17 October 2017 | 21 March 2019 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 22 April 2014 | 29 September 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 11 October 2012 | 29 September 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 11 October 2012 | 29 September 2017 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 22 August 2012 | 29 September 2012 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 22 August 2012 | 29 September 2012 |