SFC Licences of WONG Yun Sum 黃潤森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 20 November 2018 | 13 May 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 20 November 2018 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 20 November 2018 | |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 9 | 16 October 2018 | 18 October 2018 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 4 | 16 October 2018 | 18 October 2018 |
| Infore Capital Management (Hong Kong) Company Limited 盈峰資本管理(香港)有限公司 | RE | 9 | 24 April 2017 | 29 June 2018 |
| Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 9 | 12 February 2015 | 04 April 2017 |
| Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 4 | 12 February 2015 | 04 April 2017 |
| Pinestone Securities Limited 鼎石證券有限公司 | RE | 1 | 10 September 2014 | 13 October 2014 |
| GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 20 November 2013 | 13 January 2014 |
| North Beta International Securities Limited 北拓國際證券有限公司 | RE | 1 | 09 August 2012 | 12 September 2013 |