SFC Licenceholders of China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司
- compliance@chinaalphafund.com
- Website
- http://www.chinaalphafund.com/
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Miu Ting 區妙婷 | RE | 9 | 10 March 2017 | |
| AU Miu Ting 區妙婷 | RE | 4 | 10 March 2017 | |
| CHAN Wun Kwong 陳桓洸 | RE | 4 | 25 August 2016 | 19 January 2020 |
| CHAN Wun Kwong 陳桓洸 | RE | 9 | 08 July 2016 | 19 January 2020 |
| CHEN Liushan 陳柳山 | RE | 9 | 27 July 2017 | 28 January 2020 |
| CHEN Liushan 陳柳山 | RE | 4 | 27 July 2017 | 28 January 2020 |
| CHEUNG Chor Hei 張佐禧 | RE | 4 | 05 October 2020 | 24 September 2021 |
| CHEUNG Chor Hei 張佐禧 | RE | 9 | 05 October 2020 | 24 September 2021 |
| CHEUNG Kwok Chung 張國聰 | RE | 9 | 01 August 2014 | 31 July 2018 |
| CHEUNG Kwok Chung 張國聰 | RE | 4 | 01 August 2014 | 31 July 2018 |
| CHEUNG Tsz Pan 張梓斌 | RE | 4 | 31 August 2020 | 14 September 2020 |
| CHEUNG Tsz Pan 張梓斌 | RE | 9 | 31 August 2020 | 14 September 2020 |
| CHUNG Kim Wah 鍾儉樺 | RE | 9 | 14 May 2014 | 31 July 2018 |
| CHUNG Kim Wah 鍾儉樺 | RE | 4 | 14 May 2014 | 31 July 2018 |
| GAO Mei 高梅 | RE | 4 | 22 November 2013 | 28 February 2014 |
| GAO Mei 高梅 | RE | 9 | 22 November 2013 | 28 February 2014 |
| HONG Renjun 洪忍俊 | RE | 9 | 07 July 2023 | |
| HONG Renjun 洪忍俊 | RE | 4 | 07 July 2023 | |
| HUANG Yiting 黃逸婷 | RE | 4 | 13 July 2021 | |
| HUANG Yiting 黃逸婷 | RE | 9 | 13 July 2021 | |
| JACKSON Christopher Macdougall 賈克禮 | RE | 4 | 14 October 2020 | 23 October 2020 |
| JACKSON Christopher Macdougall 賈克禮 | RE | 9 | 21 September 2020 | 23 October 2020 |
| KWAN Man Fai, Louis 關文輝 | RO | 9 | 11 October 2011 | 15 March 2013 |
| KWAN Man Fai, Louis 關文輝 | RO | 4 | 11 October 2011 | 15 March 2013 |
| LAI Ho Yin 黎浩然 | RO | 4 | 18 January 2013 | 31 August 2014 |
| LAI Ho Yin 黎浩然 | RO | 9 | 18 January 2013 | 31 August 2014 |
| LAI Ho Yin 黎浩然 | RE | 9 | 10 August 2011 | 18 January 2013 |
| LAI Ho Yin 黎浩然 | RE | 4 | 10 August 2011 | 18 January 2013 |
| LAU Chun Yin 劉俊言 | RE | 9 | 06 June 2022 | 07 November 2023 |
| LAU Chun Yin 劉俊言 | RE | 4 | 06 June 2022 | 07 November 2023 |
| LAU Hang Cheong 劉恒昌 | RE | 9 | 09 January 2014 | 05 March 2014 |
| LAU Hang Cheong 劉恒昌 | RE | 4 | 09 January 2014 | 05 March 2014 |
| LAU Hang Cheong 劉恒昌 | RO | 9 | 05 March 2014 | 31 August 2021 |
| LAU Hang Cheong 劉恒昌 | RO | 4 | 05 March 2014 | 31 August 2021 |
| LEE Cheong Wing 李昌榮 | RO | 9 | 31 May 2010 | 31 May 2012 |
| LEE Cheong Wing 李昌榮 | RO | 4 | 31 May 2010 | 31 May 2012 |
| LEE Yat Tin 李逸天 | RE | 9 | 14 December 2021 | |
| LEE Yat Tin 李逸天 | RE | 4 | 14 December 2021 | |
| LI Kwok Hung 李國雄 | RO | 9 | 06 September 2011 | 31 December 2012 |
| LI Kwok Hung 李國雄 | RO | 4 | 06 September 2011 | 31 December 2012 |
| LI Kwok Hung 李國雄 | RO | 9 | 31 May 2010 | 31 December 2010 |
| LI Kwok Hung 李國雄 | RO | 4 | 31 May 2010 | 31 December 2010 |
| LI Mingjiang 李明江 | RO | 4 | 28 June 2012 | 31 October 2012 |
| LI Mingjiang 李明江 | RE | 9 | 08 September 2010 | 31 October 2012 |
| LI Mingjiang 李明江 | RE | 4 | 05 July 2010 | 28 June 2012 |
| LI Teng 李臻 | RE | 9 | 07 September 2021 | 31 July 2022 |
| LI Teng 李臻 | RE | 4 | 07 September 2021 | 31 July 2022 |
| LIAO Hon Wai 廖漢偉 | RE | 9 | 03 November 2023 | |
| LIAO Hon Wai 廖漢偉 | RE | 4 | 03 November 2023 | |
| LINDSAY Craig Blaser | RO | 9 | 27 August 2014 | 31 December 2019 |
| LINDSAY Craig Blaser | RO | 4 | 27 August 2014 | 31 December 2019 |
| LINDSAY Craig Blaser | RE | 9 | 29 July 2014 | 27 August 2014 |
| LINDSAY Craig Blaser | RE | 4 | 29 July 2014 | 27 August 2014 |
| LIU Huanbin 劉煥彬 | RE | 9 | 09 April 2021 | 19 October 2022 |
| LIU Huanbin 劉煥彬 | RE | 4 | 09 April 2021 | 19 October 2022 |
| LIU Shuiyin 劉水茵 | RE | 9 | 27 July 2018 | 19 October 2019 |
| LIU Shuiyin 劉水茵 | RE | 4 | 27 July 2018 | 19 October 2019 |
| LU Xiaoxun 陸曉遜 | RE | 9 | 21 December 2012 | 15 November 2013 |
| LU Xiaoxun 陸曉遜 | RE | 4 | 05 November 2012 | 15 November 2013 |
| MA Weizhong 馬衛中 | RE | 9 | 07 September 2016 | 31 December 2017 |
| MA Weizhong 馬衛中 | RE | 4 | 07 September 2016 | 31 December 2017 |
| MEN Hanlu 門晗璐 | RE | 9 | 11 July 2018 | 29 November 2020 |
| MEN Hanlu 門晗璐 | RE | 4 | 11 July 2018 | 29 November 2020 |
| NG Ka Yiu 吳家耀 | RE | 4 | 04 January 2016 | 30 June 2021 |
| NG Ka Yiu 吳家耀 | RE | 9 | 04 January 2016 | 30 June 2021 |
| PANG Ho Chuen 彭浩銓 | RE | 9 | 02 February 2021 | |
| PANG Ho Chuen 彭浩銓 | RE | 4 | 02 February 2021 | |
| SO Pui Cui 蘇沛翹 | RE | 4 | 17 June 2020 | 19 January 2022 |
| SO Pui Cui 蘇沛翹 | RE | 9 | 17 June 2020 | 19 January 2022 |
| TENG Shuwen 滕書文 | RE | 9 | 10 October 2019 | |
| TENG Shuwen 滕書文 | RE | 4 | 10 October 2019 | |
| TENG Wai Li 鄧偉立 | RE | 4 | 05 June 2019 | 18 September 2020 |
| TENG Wai Li 鄧偉立 | RE | 9 | 05 June 2019 | 18 September 2020 |
| TSE Ka Yee, Brenda 謝嘉儀 | RO | 4 | 10 August 2015 | |
| TSE Ka Yee, Brenda 謝嘉儀 | RE | 9 | 10 August 2015 | |
| TSE Ka Yee, Brenda 謝嘉儀 | RE | 4 | 07 August 2015 | 10 August 2015 |
| TSE Sheung Ming Darren 謝尚明 | RE | 9 | 26 April 2021 | 26 September 2022 |
| TSE Sheung Ming Darren 謝尚明 | RE | 4 | 26 April 2021 | 26 September 2022 |
| WANG Junyan 王俊彥 | RE | 4 | 17 June 2014 | 29 August 2014 |
| WANG Junyan 王俊彥 | RE | 9 | 17 June 2014 | 29 August 2014 |
| WANG Junyan 王俊彥 | RO | 4 | 29 August 2014 | |
| WANG Junyan 王俊彥 | RO | 9 | 29 August 2014 | |
| WANG Yi 王翼 | RO | 9 | 10 December 2021 | |
| WANG Yi 王翼 | RO | 4 | 10 December 2021 | |
| WANG Yi 王翼 | RE | 4 | 28 October 2019 | 10 December 2021 |
| WANG Yi 王翼 | RE | 9 | 02 September 2019 | 10 December 2021 |
| WANG Yi 王毅 | RE | 9 | 24 August 2017 | 09 August 2019 |
| WANG Yi 王毅 | RE | 4 | 24 August 2017 | 09 August 2019 |
| WONG Kin Sun 黃鍵燊 | RE | 9 | 11 January 2019 | |
| WONG Kin Sun 黃鍵燊 | RE | 4 | 11 January 2019 | |
| WONG Yun Sum 黃潤森 | RE | 9 | 16 October 2018 | 18 October 2018 |
| WONG Yun Sum 黃潤森 | RE | 4 | 16 October 2018 | 18 October 2018 |
| WU Yuyan 吳鈺衍 | RE | 4 | 14 February 2020 | |
| WU Yuyan 吳鈺衍 | RE | 9 | 14 February 2020 | |
| XIE Zhiming 謝志明 | RE | 4 | 25 March 2015 | 22 July 2020 |
| XIE Zhiming 謝志明 | RE | 9 | 25 March 2015 | 22 July 2020 |
| XING Cheng 邢程 | RE | 9 | 30 June 2022 | 01 May 2023 |
| XING Cheng 邢程 | RE | 4 | 30 June 2022 | 01 May 2023 |
| XING Cheng 邢程 | RO | 9 | 18 January 2022 | 30 June 2022 |
| XING Cheng 邢程 | RO | 4 | 18 January 2022 | 30 June 2022 |
| XING Cheng 邢程 | RE | 9 | 16 January 2019 | 18 January 2022 |
| XING Cheng 邢程 | RE | 4 | 16 January 2019 | 18 January 2022 |
| XU Wenyun 徐雯雲 | RE | 4 | 26 April 2021 | |
| XU Wenyun 徐雯雲 | RE | 9 | 26 April 2021 | |
| YEUNG Wai Kin 楊偉堅 | RO | 9 | 31 May 2010 | 28 May 2014 |
| YEUNG Wai Kin 楊偉堅 | RO | 4 | 31 May 2010 | 28 May 2014 |
| YEUNG Wing Yee Teresa 楊詠怡 | RO | 4 | 31 August 2021 | |
| YEUNG Wing Yee Teresa 楊詠怡 | RO | 9 | 31 August 2021 | |
| YEUNG Wing Yee Teresa 楊詠怡 | RE | 4 | 11 October 2019 | 31 August 2021 |
| YEUNG Wing Yee Teresa 楊詠怡 | RE | 9 | 11 October 2019 | 31 August 2021 |
| YU Ji 余佶 | RE | 9 | 10 May 2021 | 26 October 2021 |
| YU Ji 余佶 | RE | 4 | 10 May 2021 | 26 October 2021 |
| YU Zhan 于湛 | RO | 4 | 10 December 2021 | |
| YU Zhan 于湛 | RO | 9 | 10 September 2019 | |
| YU Zhan 于湛 | RE | 4 | 25 March 2019 | 10 December 2021 |
| YU Zhan 于湛 | RE | 9 | 07 March 2019 | 10 September 2019 |
| ZHAI Pu 翟普 | RO | 9 | 10 July 2015 | 30 September 2018 |
| ZHAI Pu 翟普 | RO | 4 | 10 July 2015 | 30 September 2018 |
| ZHAI Pu 翟普 | RE | 9 | 02 July 2015 | 10 July 2015 |
| ZHAI Pu 翟普 | RE | 4 | 02 July 2015 | 10 July 2015 |
| ZHANG Peng 張鵬 | RE | 4 | 16 July 2014 | 14 February 2015 |
| ZHANG Peng 張鵬 | RE | 9 | 16 July 2014 | 14 February 2015 |
| ZHAO Yifan 趙一帆 | RE | 9 | 30 August 2022 | |
| ZHAO Yifan 趙一帆 | RE | 4 | 30 August 2022 |