SFC Licences of XU Yimin 徐逸敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 13 May 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 May 2022 | |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 01 May 2019 |
| UBS Securities Hong Kong Limited | RE | 6 | 09 August 2012 | 18 December 2016 |