SFC Licences of WONG Wai Sze 黃慧思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kingdom Investment Managers Limited 國權投資管理有限公司 | RE | 9 | 20 September 2023 | |
Kingdom Investment Managers Limited 國權投資管理有限公司 | RE | 4 | 20 September 2023 | |
Kingdom Securities Limited 國權證券有限公司 | RE | 1 | 17 May 2023 | |
Bluemount Securities Limited 藍山證券有限公司 | RE | 1 | 30 July 2018 | 23 March 2023 |
Bluemount Securities Limited 藍山證券有限公司 | RE | 4 | 16 April 2018 | 23 March 2023 |
Bluemount Asset Management Limited 藍山資產管理有限公司 | RE | 9 | 16 April 2018 | 23 March 2023 |
Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 | RE | 4 | 04 October 2016 | 04 January 2018 |
Grand Partners Asset Management Limited 利盟資產管理有限公司 | RE | 9 | 04 October 2016 | 04 January 2018 |
Central China International Capital Limited 中州國際融資有限公司 | RE | 6 | 10 October 2012 | 07 September 2013 |