SFC Licences of WONG Wai Sze 黃慧思

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kingdom Investment Managers Limited 國權投資管理有限公司 RE 9 20 September 2023
Kingdom Investment Managers Limited 國權投資管理有限公司 RE 4 20 September 2023
Kingdom Securities Limited 國權證券有限公司 RE 1 17 May 2023
Bluemount Securities Limited 藍山證券有限公司 RE 1 30 July 2018 23 March 2023
Bluemount Securities Limited 藍山證券有限公司 RE 4 16 April 2018 23 March 2023
Bluemount Asset Management Limited 藍山資產管理有限公司 RE 9 16 April 2018 23 March 2023
Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 RE 4 04 October 2016 04 January 2018
Grand Partners Asset Management Limited 利盟資產管理有限公司 RE 9 04 October 2016 04 January 2018
Central China International Capital Limited 中州國際融資有限公司 RE 6 10 October 2012 07 September 2013