SFC Licences of SHI Shengyang 施盛暘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 02 July 2013 | 09 September 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 August 2012 | 02 May 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 10 August 2012 | 02 May 2013 |