SFC licenceholder BAB413 LEUNG Willie Pa Hung

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 11 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 08 August 2014
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 08 August 2014 10 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 08 August 2014 10 October 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [7] (Providing Automated Trading Services) 03 July 2013 19 June 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [2] (Dealing in Futures Contracts) 31 May 2013 19 June 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 17 August 2012 19 June 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 August 2012 31 August 2013