SFC Licences of SANDHU Palbinder

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RO 9 22 July 2019 06 August 2021
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RO 4 22 July 2019 06 August 2021
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RO 1 22 July 2019 06 August 2021
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RE 9 01 March 2019 22 July 2019
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RE 4 01 March 2019 22 July 2019
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 RE 1 01 March 2019 22 July 2019
Conning Asia Pacific Limited 康利亞太有限公司 RO 9 27 November 2018 25 January 2019
Conning Asia Pacific Limited 康利亞太有限公司 RO 4 27 November 2018 25 January 2019
Conning Asia Pacific Limited 康利亞太有限公司 RO 1 27 November 2018 25 January 2019
Conning Asia Pacific Limited 康利亞太有限公司 RE 9 18 October 2017 27 November 2018
Conning Asia Pacific Limited 康利亞太有限公司 RE 1 28 August 2012 27 November 2018
Conning Asia Pacific Limited 康利亞太有限公司 RE 4 28 August 2012 27 November 2018