SFC Licences of CHAM Suet Lin 湛雪蓮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 20 June 2013 | 03 March 2014 |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 06 May 2013 | 03 March 2014 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 06 May 2013 | 03 March 2014 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 14 March 2013 | 23 April 2013 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 15 August 2012 | 23 April 2013 |