SFC Licences of LIAO Yining 廖乙凝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 25 June 2021 |
| UBS Securities Hong Kong Limited | RE | 6 | 22 August 2012 | 18 December 2016 |