SFC Licences of LIU Xutong 劉旭彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alioth Capital Limited 恒量資本有限公司 | RO | 9 | 25 September 2020 | |
| Alioth Capital Limited 恒量資本有限公司 | RO | 4 | 25 September 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 11 November 2016 | 07 September 2020 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 22 August 2012 | 31 October 2016 |