SFC Licences of LEE Ka Yen Ronald 李家炘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Conning Asia Pacific Limited 康利亞太有限公司 RE 9 05 September 2012 12 December 2014
Conning Asia Pacific Limited 康利亞太有限公司 RE 4 05 September 2012 12 December 2014
Conning Asia Pacific Limited 康利亞太有限公司 RE 1 05 September 2012 12 December 2014