SFC Licences of KARNANY Vikram
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 30 September 2015 | 08 October 2015 |
| UBS Securities Asia Limited | RE | 4 | 24 April 2014 | 01 May 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 26 September 2012 | 05 October 2012 |