SFC Licences of LAU Sin Yu 劉善渝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 27 March 2018
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 27 March 2018
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 27 March 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 17 September 2012 23 August 2017
China Everbright Capital Limited 中國光大融資有限公司 RE 6 17 September 2012 23 August 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 17 September 2012 23 August 2017
China Everbright Capital Limited 中國光大融資有限公司 RE 4 17 September 2012 23 August 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 17 September 2012 23 August 2017
China Everbright Capital Limited 中國光大融資有限公司 RE 1 17 September 2012 23 August 2017