SFC Licences of LAU Sin Yu 劉善渝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 27 March 2018 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 27 March 2018 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 27 March 2018 | |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 17 September 2012 | 23 August 2017 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 17 September 2012 | 23 August 2017 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 4 | 17 September 2012 | 23 August 2017 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 17 September 2012 | 23 August 2017 |
| China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 17 September 2012 | 23 August 2017 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 6 | 17 September 2012 | 23 August 2017 |