SFC Licences of WONG Tsz Ying 王子盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 23 February 2022 | 08 July 2022 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 23 February 2022 | 08 July 2022 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RO | 6 | 23 March 2021 | 15 October 2021 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 27 December 2017 | 15 October 2021 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 27 December 2017 | 23 March 2021 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 23 April 2014 | 24 November 2017 |
| Optima Capital Limited 創越融資有限公司 | RE | 1 | 23 April 2014 | 24 November 2017 |
| Kingsway Capital Limited 滙富融資有限公司 | RE | 6 | 15 October 2012 | 03 April 2014 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 15 October 2012 | 03 April 2014 |