SFC Licences of WONG Tsz Ying 王子盈

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 23 February 2022
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司
RO 6 23 March 2021 15 October 2021
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司
RE 1 27 December 2017 15 October 2021
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司
RE 6 27 December 2017 23 March 2021
Optima Capital Limited 創越融資有限公司
RE 1, 6 23 April 2014 24 November 2017
Kingsway Financial Services Group Limited 滙富金融服務有限公司
RE 1 15 October 2012 03 April 2014
Kingsway Capital Limited 滙富融資有限公司
RE 6 15 October 2012 03 April 2014