SFC Licences of WOO Yik Man 胡翊文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 9 | 12 January 2016 | 21 August 2017 |
Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 4 | 12 January 2016 | 21 August 2017 |
orientiert XYZ Securities Limited | RE | 9 | 22 October 2012 | 26 April 2013 |
orientiert XYZ Securities Limited | RE | 4 | 22 October 2012 | 26 April 2013 |
orientiert XYZ Securities Limited | RE | 1 | 22 October 2012 | 26 April 2013 |