SFC Licences of LAI Shaoping 賴少萍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 9 | 27 July 2017 | 21 September 2018 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 4 | 27 July 2017 | 21 September 2018 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 1 | 27 July 2017 | 21 September 2018 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 4 | 05 October 2012 | 19 September 2013 |