SFC Licenceholders of Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司
- compliance@prudenceinv.com
- Website
- www.prudenceinv.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BAI Yinghai 白英海 | RE | 9 | 26 May 2011 | 03 January 2012 |
| CAI Bibo 蔡碧波 | RE | 9 | 18 September 2009 | 07 June 2011 |
| CAO Hui 曹輝 | RE | 1 | 24 July 2017 | 21 September 2018 |
| CAO Hui 曹輝 | RE | 9 | 20 April 2017 | 21 September 2018 |
| CAO Hui 曹輝 | RE | 4 | 20 April 2017 | 21 September 2018 |
| CHAN Crystal Fu 陳芙 | RE | 9 | 08 October 2018 | 15 May 2020 |
| CHAN Crystal Fu 陳芙 | RE | 1 | 08 October 2018 | 15 May 2020 |
| CHAN Crystal Fu 陳芙 | RE | 4 | 08 October 2018 | 15 May 2020 |
| CHAN Man Fung 陳文豐 | RO | 1 | 29 May 2020 | 28 April 2021 |
| CHAN Man Fung 陳文豐 | RO | 4 | 01 November 2019 | |
| CHAN Man Fung 陳文豐 | RO | 9 | 27 March 2015 | |
| CHAN Man Fung 陳文豐 | RE | 9 | 09 August 2011 | 27 March 2015 |
| CHEN Chia-ching 陳佳敬 | RE | 9 | 16 February 2024 | 31 May 2024 |
| CHEN Chia-ching 陳佳敬 | RE | 4 | 16 February 2024 | 31 May 2024 |
| CHEN Liye 陳禮燁 | RE | 1 | 24 July 2017 | 16 April 2021 |
| CHEN Liye 陳禮燁 | RE | 4 | 18 April 2017 | |
| CHEN Liye 陳禮燁 | RE | 9 | 27 May 2011 | |
| CHENG Ningyuan Gloria 程寧遠 | RE | 1 | 20 August 2018 | 24 December 2020 |
| CHENG Ningyuan Gloria 程寧遠 | RE | 4 | 20 August 2018 | 24 December 2020 |
| CHENG Ningyuan Gloria 程寧遠 | RE | 9 | 20 August 2018 | 24 December 2020 |
| DENG Ti Shun 鄧體順 | RE | 1 | 28 May 2020 | 16 April 2021 |
| DENG Ti Shun 鄧體順 | RE | 9 | 28 May 2020 | |
| DENG Ti Shun 鄧體順 | RE | 4 | 28 May 2020 | |
| DENG Xiaoli 鄧曉立 | RO | 9 | 24 June 2013 | 13 November 2014 |
| DONG Fengqiao 董丰僑 | RE | 9 | 18 September 2017 | 21 September 2018 |
| DONG Fengqiao 董丰僑 | RE | 1 | 18 September 2017 | 21 September 2018 |
| DONG Fengqiao 董丰僑 | RE | 4 | 18 September 2017 | 21 September 2018 |
| GUO Chenyang 郭晨阳 | RE | 1 | 06 July 2018 | 16 April 2021 |
| GUO Chenyang 郭晨阳 | RE | 9 | 06 July 2018 | |
| GUO Chenyang 郭晨阳 | RE | 4 | 06 July 2018 | |
| HON Chi Ming 韓志明 | RE | 1 | 28 August 2017 | 01 October 2018 |
| HON Chi Ming 韓志明 | RE | 4 | 28 August 2017 | 01 October 2018 |
| HON Chi Ming 韓志明 | RE | 9 | 28 August 2017 | 01 October 2018 |
| HU Kai 胡凱 | RE | 9 | 19 June 2017 | 21 September 2018 |
| HU Kai 胡凱 | RE | 4 | 19 June 2017 | 21 September 2018 |
| HU Kai 胡凱 | RE | 1 | 19 June 2017 | 21 September 2018 |
| HUANG Chao 黃超 | RO | 9 | 24 October 2017 | 22 November 2017 |
| HUANG Chao 黃超 | RE | 1 | 24 July 2017 | 22 November 2017 |
| HUANG Chao 黃超 | RE | 4 | 18 April 2017 | 22 November 2017 |
| HUANG Chao 黃超 | RE | 9 | 27 August 2012 | 24 October 2017 |
| JIANG Yongyi 江泳怡 | RE | 9 | 16 March 2020 | 25 June 2021 |
| JIANG Yongyi 江泳怡 | RE | 4 | 16 March 2020 | 25 June 2021 |
| JIANG Yongyi 江泳怡 | RE | 1 | 16 March 2020 | 16 April 2021 |
| LAI Shaoping 賴少萍 | RE | 9 | 27 July 2017 | 21 September 2018 |
| LAI Shaoping 賴少萍 | RE | 1 | 27 July 2017 | 21 September 2018 |
| LAI Shaoping 賴少萍 | RE | 4 | 27 July 2017 | 21 September 2018 |
| LI Lin 李林 | RE | 9 | 22 February 2018 | 12 July 2024 |
| LI Lin 李林 | RE | 1 | 02 February 2018 | 16 April 2021 |
| LI Lin 李林 | RE | 4 | 22 February 2018 | 12 July 2024 |
| LI YING 李莹 | RE | 9 | 02 April 2024 | |
| LI YING 李莹 | RE | 4 | 02 April 2024 | |
| LI Yijun 李軼珺 | RO | 1 | 03 May 2018 | 28 April 2021 |
| LI Yijun 李軼珺 | RE | 1 | 25 October 2017 | 03 May 2018 |
| LI Yijun 李軼珺 | RE | 4 | 25 October 2017 | 29 October 2021 |
| LI Yijun 李軼珺 | RE | 9 | 25 October 2017 | 29 October 2021 |
| LI Yuan 黎媛 | RE | 1 | 19 December 2017 | 06 February 2018 |
| LI Yuan 黎媛 | RE | 4 | 19 December 2017 | 06 February 2018 |
| LI Yuan 黎媛 | RE | 9 | 19 December 2017 | 06 February 2018 |
| LIN Chen 林晨 | RE | 1 | 24 July 2017 | 22 September 2017 |
| LIN Chen 林晨 | RE | 4 | 18 April 2017 | 22 September 2017 |
| LIN Chen 林晨 | RE | 9 | 06 June 2014 | 22 September 2017 |
| LIN Ho-ping 林和平 | RE | 9 | 02 February 2024 | 04 July 2024 |
| LIN Ho-ping 林和平 | RE | 4 | 02 February 2024 | 04 July 2024 |
| LIU Qian 劉騫 | RO | 4 | 27 September 2017 | 10 March 2020 |
| LIU Qian 劉騫 | RO | 1 | 18 April 2017 | 10 March 2020 |
| LIU Qian 劉騫 | RO | 9 | 08 June 2009 | 10 March 2020 |
| LIU Xuan 劉璇 | RE | 9 | 17 December 2013 | 10 December 2015 |
| LIU Yingying 劉滢滢 | RE | 9 | 09 February 2015 | 30 December 2016 |
| MA Junyi 馬君怡 | RE | 1 | 24 July 2017 | 29 May 2018 |
| MA Junyi 馬君怡 | RE | 4 | 13 March 2017 | 29 May 2018 |
| MA Junyi 馬君怡 | RE | 9 | 13 March 2017 | 29 May 2018 |
| MA Linlin 馬琳琳 | RE | 9 | 06 January 2020 | 23 November 2020 |
| MA Linlin 馬琳琳 | RE | 4 | 06 January 2020 | 23 November 2020 |
| MA Linlin 馬琳琳 | RO | 4 | 21 August 2015 | 06 January 2020 |
| MA Linlin 馬琳琳 | RO | 9 | 09 October 2013 | 06 January 2020 |
| MA Linlin 馬琳琳 | RE | 9 | 30 July 2009 | 09 October 2013 |
| MA Xiaofu 馬曉芙 | RE | 9 | 17 February 2022 | 15 July 2024 |
| MA Xiaofu 馬曉芙 | RE | 4 | 17 February 2022 | 15 July 2024 |
| MEI Wenjing 梅文靜 | RE | 1 | 21 November 2018 | 26 August 2020 |
| SHENG Hao 盛昊 | RO | 1 | 31 October 2017 | 21 November 2018 |
| SHENG Hao 盛昊 | RO | 4 | 31 October 2017 | 21 November 2018 |
| SHENG Hao 盛昊 | RE | 9 | 31 October 2017 | 18 December 2018 |
| SU Yanling 蘇艷玲 | RE | 4 | 20 October 2017 | |
| SU Yanling 蘇艷玲 | RE | 9 | 20 October 2017 | |
| SU Yanling 蘇艷玲 | RE | 1 | 20 October 2017 | 16 April 2021 |
| TAN Shuyue 譚姝玥 | RO | 1 | 10 December 2019 | 28 April 2021 |
| TAN Shuyue 譚姝玥 | RO | 9 | 22 January 2019 | |
| TAN Shuyue 譚姝玥 | RO | 4 | 22 January 2019 | |
| TAN Shuyue 譚姝玥 | RE | 1 | 24 July 2017 | 10 December 2019 |
| TAN Shuyue 譚姝玥 | RE | 4 | 18 April 2017 | 22 January 2019 |
| TAN Shuyue 譚姝玥 | RE | 9 | 31 January 2011 | 22 January 2019 |
| TSENG Tzu Wen, Maryann 曾慈雯 | RE | 1 | 08 July 2020 | 18 September 2020 |
| WANG Wenshuo 王文碩 | RE | 4 | 12 November 2021 | 19 August 2022 |
| WANG Wenshuo 王文碩 | RE | 9 | 12 November 2021 | 19 August 2022 |
| WANG Yuan 王沅 | RO | 9 | 08 June 2009 | 17 May 2012 |
| WU Shang Tun, Mason 伍尚敦 | RO | 9 | 07 July 2011 | 03 December 2013 |
| XIA Yun 夏云 | RE | 1 | 24 July 2017 | 16 April 2021 |
| XIA Yun 夏云 | RE | 4 | 24 July 2017 | |
| XIA Yun 夏云 | RE | 9 | 02 February 2017 | |
| XU Ke 徐珂 | RE | 9 | 03 March 2021 | 29 September 2021 |
| XU Ke 徐珂 | RE | 4 | 03 March 2021 | 29 September 2021 |
| YANG Xi 楊茜 | RE | 9 | 26 November 2021 | |
| YANG Xi 楊茜 | RE | 4 | 26 November 2021 | |
| ZENG Qianqian 曾千芊 | RE | 1 | 03 April 2018 | 16 April 2021 |
| ZENG Qianqian 曾千芊 | RE | 9 | 03 April 2018 | |
| ZENG Qianqian 曾千芊 | RE | 4 | 03 April 2018 | |
| ZHANG Yaxi 張雅熹 | RE | 4 | 12 November 2021 | 03 July 2023 |
| ZHANG Yaxi 張雅熹 | RE | 9 | 12 November 2021 | 03 July 2023 |
| ZHANG Zhibin 張智斌 | RO | 9 | 08 June 2017 | 01 June 2021 |
| ZHANG Zhibin 張智斌 | RO | 1 | 18 April 2017 | 28 April 2021 |
| ZHANG Zhibin 張智斌 | RO | 4 | 21 August 2015 | 01 June 2021 |
| ZHANG Zhibin 張智斌 | RE | 9 | 15 July 2013 | 08 June 2017 |
| ZHENG Juan 鄭娟 | RO | 1 | 21 October 2020 | 31 March 2021 |