SFC Licences of GUO Li 郭俐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 | RE | 4 | 19 November 2012 | 15 May 2013 |
| ASA Securities Limited 富國證券有限公司 | RE | 2 | 19 November 2012 | 15 May 2013 |
| ASA Securities Limited 富國證券有限公司 | RE | 1 | 29 October 2012 | 15 May 2013 |