SFC Licences of HO Andy 何肇聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RO	1	18 March 2022
HSBC Global Asset Management (Hong Kong) Limited	RO	9	18 March 2022
HSBC Global Asset Management (Hong Kong) Limited	RO	2	18 March 2022
HSBC Global Asset Management (Hong Kong) Limited	RO	1	18 March 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	9	02 November 2021	18 March 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	4	02 November 2021
HSBC Investment Funds (Hong Kong) Limited	RE	1	15 October 2021	18 March 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	2	15 October 2021	18 March 2022
HSBC Global Asset Management (Hong Kong) Limited	RE	1	15 October 2021	18 March 2022
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RO	2	18 March 2016	29 September 2021
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RO	1	18 March 2016	29 September 2021
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司	RO	2	31 January 2013	05 February 2016
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司	RO	1	31 January 2013	05 February 2016