SFC Licences of WU Kai Ming 胡啟明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Securities Limited 建銀國際證券有限公司 | RE | 2 | 30 January 2014 | 30 November 2017 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 12 November 2012 | 30 November 2017 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 12 November 2012 | 30 November 2017 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 12 November 2012 | 30 November 2017 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 12 November 2012 | 01 September 2017 |
CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 12 November 2012 | 01 September 2017 |