SFC Licences of SUN Yang 孫洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 | RE | 9 | 21 April 2021 | |
| Inventio Capital Management (HK) Limited 思博資產管理(香港)有限公司 | RE | 9 | 17 January 2018 | 16 February 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 12 January 2015 | 14 January 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 12 November 2012 | 15 November 2014 |